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Financial Advisor
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#	Item
931	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]January 16, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-16 17:41:04 76th United States Congress Financial services Investment Advisers Act Financial adviser Registered Investment Advisor Hedge fund Investment Advisor U.S. Securities and Exchange Commission Financial economics Investment Finance
932	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]January 13, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-13 14:31:44 Financial markets United States securities law 76th United States Congress Investment Registered Investment Advisor Investment Advisers Act Financial adviser Investment Advisor U.S. Securities and Exchange Commission Finance Financial economics Business
933	File No[removed]SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]AMENDMENT NO.3 TO AND RESTATEMENT OF APPLICATION FOR AN ORDER Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-13 11:36:29 Registered Investment Advisor Bill Bolling Financial adviser Republican Party of Virginia Virginia Bob McDonnell Investment Advisers Act
934	Federal Register / Vol. 79, No[removed]Wednesday, December 31, [removed]Notices Dated: December 16, 2014. Robert Kavlock, Interim Agency Science Advisor. Update Listing of Financial Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2014-12-31 16:47:40 Maersk Safmarine Container ships Evergreen Marine Arnold Peter Møller CMA CGM Odense Steel Shipyard P&O Nedlloyd Shipping Transport Port operating companies
935	Division of Trading and Markets No-Action Letter: Securities Industry and Financial Markets Association Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-09 16:41:46 Financial system Registered Investment Advisor Securities Industry and Financial Markets Association Broker-dealer U.S. Securities and Exchange Commission Investment Advisers Act Short Net capital rule Financial economics Financial markets Finance
936	IRA distribution planning worksheet Use this worksheet as the first step in your distribution planning process. It is designed to help you and your financial advisor evaluate your current financial situation and future i Add to Reading List Source URL: www.putnam.com Language: English - Date: 2014-02-14 17:00:05 Financial adviser Roth IRA IRA Required Minimum Distributions Individual Retirement Accounts Law Trust law
937	Global Financial Private Capital, LLC SEC File Number: 801 – 63282 Brochure Dated[removed]Contact: Timothy Lyle, Chief Compliance Officer Add to Reading List Source URL: www.gf-pc.com Language: English - Date: 2014-10-09 17:53:55 Financial services Financial adviser Collective investment scheme Registered Investment Advisor UBS Management fee Limited liability company Ameriprise Financial Silver Bridge Advisors Financial economics Investment Finance
938	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]January 13, 2015 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-01-13 14:31:44 Financial markets United States securities law 76th United States Congress Investment Registered Investment Advisor Investment Advisers Act Financial adviser Investment Advisor U.S. Securities and Exchange Commission Finance Financial economics Business
939	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]January 13, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-13 14:31:44 Financial markets United States securities law 76th United States Congress Investment Registered Investment Advisor Investment Advisers Act Financial adviser Investment Advisor U.S. Securities and Exchange Commission Finance Financial economics Business
940	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 22, 2014 The U.S. Securities and Exchange Commission (“Commission”) announced the te Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-12-22 07:44:24 73rd United States Congress Securities Exchange Act Finance Financial system Securities and Exchange Commission Form 144 Registered Investment Advisor United States securities law United States Securities and Exchange Commission Financial regulation

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